uI Kw3Vs#:Kbvm {zd0` var dt=new Date();document.write(dt.getFullYear()); Wells Fargo Clearing Services, LLC. More information , Learn more about USPS international mail delays.
}+,3,HpwV1SF}9v>OGI4|`>N}W!TXIpA 20]9B Download, print, and then fax or mail forms and applications for the accounts and services clients request most. d?`q1M1io /Tx BMC
HD=T Jz/RWIMW!YtL>F(p!~~cx 4:~1$W46'f-t4O7'l6 (a ) Tj "HA0p(W@*pz*Ac0[zI#p@.q90vx_fGw P>:"/_D )19|4NT+&"@CpQw^FH)?n#}@}|9@R|(TG z}x_ _E4Z>-x$&i`/OXAma\x6AhO I[g/}q"Yd78THUEp)CvvCp pJxcgw8[v&>w6+ljzmQnp! Kys2:.f(^UOwMs>:y HD 0[UcGcBXvaP69 ;*dx7J YyvlwU;`kHi63> 2 0 obj In addition to being a leading clearing provider in the U.S. for nearly 30 years, National Financial leverages the strength and experience of Fidelity Investments, one of the worlds largest providers of financial services. [f>=8b+|$,gd(C?a2D1vd=504Z/a,,W#KVYs]$V.T?EveHPF|Z2mJz+8g 25.98 0 Td
ET WFCS and its associates may receive a financial or other benefit for this referral.
N E5,F Information provided on this page is for clients of the unaffiliated introducing brokerage firms serviced by First Clearing. 1 0 0 rg Member, First Clearing Correspondent Services Login, Issues to Consider When Your Broker Changes Firms.
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endobj x][s~OUA:uLx3&Tf#S6Od;jv.N[B?t@|vM~v./|zi__%__5$OU'K_kf,Y|A\$UI((*3;W-?f|%J. National Financials comprehensive offering enables it to serve broker-dealers of various types and sizes that can serve your evolving needs. Account(s) carried by First Clearing. endstream endobj 41 0 obj <> endobj 42 0 obj <>/ProcSet[/PDF/Text]>>/Subtype/Form/Type/XObject>>stream Services: LPL Financial has achieved its status as the largest independent broker/dealer in the country* through an undeviating commitment to a conflict-free and customer-focused business model. 221 0 obj <>/Filter/FlateDecode/ID[<6CFDFE2503D489528B5D270B0F8E5365><1BE7E721505294499263D38412F65272>]/Index[38 341]/Info 37 0 R/Length 386/Prev 195352/Root 39 0 R/Size 379/Type/XRef/W[1 3 1]>>stream Box 19, Toronto, Ontario, Canada M5B 2L7 Phone: (416) 869-6695, The Depository Trust & Clearing Corporation, 55 Water Street, New York, NY 10041 Phone: (212) 855-1000, Two Pickwick Plaza Greenwich, CT. 06830 Phone: (203) 618-5991, 1 Chase Manhattan Plaza 50th Floor New York, N.Y. 10005 Phone: (212) 552-1765, 9300 Underwood Ave., Suite 400, Omaha, Neb. hbbd```b``:"@$ ~`,>IXd &Ag.l $Z@`Y`Z@K&KeDg`| N 10 7z9+t"(i-s.: Once verified, enter the account numbers you would like to view online. ?IVN&et\n?W@U]v;)][]tlf>+mn\K{em-hgW}3eg+ u &lVeW)+h) v/t;5wN8 FG6i
PK ! As a result, clients can focus on maximizing their trading strategy, building business and attracting new sources of capital. H2T0T0P(J2 Rz H(+$oeg FPUFpU\ {+ WellsTrade and Intuitive Investor accounts are offered through WFCS. endobj U~ _rels/.rels ( MK1!;*"^DMdC2(.3y3C+4xW(AyXJBWpb#InJ*Eb=[JM%a B,o0f@=a noA;Nv"ebR1REF7ZnhYjy#1'7 9m.3Y PK ! 1 0 obj 1 1 146.658 11.117 re ar!`(:^r*mx.nI}GaZK;2sC>V8Do0/x.0#Bho h > wV1|n]6/Qe5GOhipx.$9( ?1)q2Y1 *y $g=hH@+/77x/#>EB;B]I.p.F&).eC,F|~ O.>!
PfR Wz.W78t7p[qp With the voice-activated phone system, you can: Simply call 1-800-TRADERS (1-800-872-3377) and tell the Automated Voice Response System what you'd like to do.
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W tARvP|u__ yh&y hb```"7@(H.>z(}SG+30GG\00kxi1 202f`e:t)i:,y|nfqInIg Xy6'z@z6 Vj, Clients access our global offering via REDIPlus and FIX, available for trading global equities, options, futures, foreign exchange and swaps. 33733-2749 Phone: (888) 752-5327, 60 South 6th St., Minneapolis, Minn. 55402, Phone: (888) 462-1816, 1201 Elm Street, Dallas, TX 75270 Phone: 877-797-6613, Division of Sterne Agee Capital Markets 800 Shades Creek Parkway, Suite 580, Birmingham, Ala. 35209 Phone: (800) 264-4863, 1000 Wilshire Blvd., Los Angeles, CA 90017 Phone: (213) 688-4567 Fax: (213) 688-6692, (c) 2013 Traders Magazine and SourceMedia, Inc. All Rights Reserved. Yt} Client firms have access to a full range of investment, advisory, and banking products, including industry-leading research, alternative investments, fixed income, lending, and retirement and trust services. WellsTrade and Intuitive Investor accounts are offered through WFCS. (here:) Tj endstream endobj 43 0 obj <>/Subtype/Form/Type/XObject>>stream h[s+HUk J,k\[_yHNg7=_ $O(4T/KcHHcL1.TB1p"1 %Rp!pJXY'" PDe4H&`P)D" P!C0~t$l' T$C6 g6ZL0:21J@CS:!9G@,+d'$pEq|_hE OC:;TSFc\:0c0=JL 6$^$ @Gsn Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103. In addition, clients can take advantage of the direct link between our execution and prime brokerage platforms. endstream endobj 45 0 obj <>/Subtype/Form/Type/XObject>>stream For assistance, contact Access Online Support at 1-877-488-3748.
FM First Clearing provides advanced advisory workstation and workflow technologies, risk-management and compliance support, and advisor recruiting services. If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Copyright 2022 - Chapin Davis Investments. 544 0 obj <>/Filter/FlateDecode/ID[<3D09C37951A15F4D8227E715CB28F9E2>]/Index[520 40]/Info 519 0 R/Length 110/Prev 247633/Root 521 0 R/Size 560/Type/XRef/W[1 3 1]>>stream About First Clearing: Headquartered in St. Louis, MO, First Clearing builds relationships with full-service and independent retail broker-dealers, their leaders, and their advisors, empowering each to compete and succeed. Our client base includes all types of Institutional Broker Dealers, Institutions, and Hedge Funds, with a special focus on statistical arbitrage, quantitative, and high frequency strategies. II . Contact: Kyle Czepiel, Managing Director, (212)357-2802, kyle.czepiel@gs.com, 9785 Towne Centre Drive, San Diego, CA 92121 Phone: 800-877-7210 Website: lpl.com.
Contact: Marc Ravenscroft, Vice President, (800)877-7210, ext.7329., marc.ravenscroft@lpl.com, 200 Seaport Blvd., Z2P, Boston, MA, 02210 Phone: 1-800-752-7053 www.nationalfinancial.com. Choose Electronic Delivery of all account documents, or check the boxes for the account documents you wish to have delivered electronically. %PDF-1.7 % Ei`YJR@&% ~&0A! ;>^Ap(8"g;6n>]& 1#!&v YH# 9Mta. V%2t'Ixz\@ eBU!i'"0n[9k}O{+{y":`r 5'lwV~yoI|jNRB`Mh5P.=#`_:I D[?~:aA]vz| Do b(D e .]kG??U]w_ With Wells Fargo's cash sweep features, you can automatically transfer un-invested cash balances into interest-bearing Wells Fargo deposit accounts or money market funds. endstream endobj 23 0 obj <>stream Throughout the process of building a world-class independent broker/dealer, LPL Financial has gained invaluable expertise in the clearing, technology, compliance, and customer service functions. 13.476 0 Td Additional information may be accessed through the links above.
www.firstclearing.com Investment and Insurance products: NOT FDIC-Insured | NO Bank Guarantee | MAY Lose Value. 8:00 am midnight ET l/{Qeo crg:sThVbs7j*FNGC{{M\@ Z5Sxz,OH#
R@C@j.tArJ,$j TksrHkQopHcl%0J GH@AdvyO`(_h}mZFS@46ZKX+OJ=2N*RogREYI\A|l p~r+~-98h%F 68114 Phone: (402) 384-6100, 100 Light St., Correspondent Clearing Services, Baltimore Md., 21203-1476 Phone: (410) 580-7373, One Liberty Plaza, 52nd Floor New York, N.Y. 10006 Phone: (212) 509-2300, 440 South LaSalle, 20th Floor Chicago Ill. 60605 Phone: (312) 663-7720 or (800) 899-4525, 350 North Clark Street Chicago, IL 60610 Phone: (888) 353-7788, 605 Third Avenue, New York, NY 10158, Phone: (877) 621-7427, 630 Fifth Avenue, Suite 500 New York, NY 10111 Phone: (646) 557-8382, (Formerly Advantage Trading Group) 1385 West State Rd. In addition, First Southwest has a real-time interface with Bloomberg that allows trades entered on clients Bloomberg terminal to post in real time directly to the back office. To complete your online enrollment, create three security questions and answers for future password resets. ^KAvHYZ*JCWDGQW9pC kFn:T/vh0;MYka/w}mu*7@}suYC3*9;"1BP8BLd%gg/i!8kFXxJXOfB#fYo@fZ4_0xP l67I@/D`l_EZfV:nCz[eu5D=bm>Pmo[yY:c)7rCp9-"{'?+o=4=HSj !&jp6@Z(!]P{e>QHCfQjDavUIggTE+kGBN`| }hkc0"{xPZ AV\eWm9e%G.oC~'l\kL>P>wzPET~>lC3}%sYn~!g0x^WfUGy= !bl' )>XhM60_^U7er /a.2p
Touch device users, explore by touch or with swipe gestures. Whether a client executes and clears with us, or simply clears, they gain access to our global clearing capabilities, risk management services, stock loan capabilities, and sophisticated, robust clearing technology. endobj <>/Metadata 468 0 R/ViewerPreferences 469 0 R>>
x4f]zu}&C?9?EB8sIzBO@nU"Q@2nd0>xX( Itjd'YL|vd]DaN &Io!.r_f$=](_Zd$WhP,x~T`qv* t=DJ=l/0F3hMh:nU FtjqjP | Privacy Policy, Contact Us: Retirement Professionals are registered representatives of and offer brokerage products through Wells Fargo Clearing Services, LLC (WFCS). 559 0 obj <>stream %PDF-1.6 % laserapp.sales@ipipeline.com. '/fc(q:^'xP By helping broker-dealers protect and grow their businesses, as well as run them efficiently, First Clearing is taking the clearing business in a new direction. With Access Online, you can securely access up to seven years of account documents, such as Statements, Trade Confirmations and Tax Documents/1099s, as soon as they are created before they reach your mailbox. &hF)WY[^W3Pgbd*n' XYwe2ao271LE-\|785v3#kJQT$5~?5~[=wu:{u:UWIWNWnruMuM56+-E0k\eq[UNT:USqWUo|j\Paa]y.d()%O!D8k9/{e~Ggek=wg%fLO>H,8S&7 ReON#T|OpPN{{>e|e_we$lv$%QU)Zs* )gkX"d ]{f8 PK !
Services: Goldman Sachs Execution & Clearing, L.P. offers a fully integrated Execution, Clearing and Prime Brokerage product suite that provides tools and services to reduce the burden of clearing trades. Alternative Trading Systems Notice to IRA and ERISA Accounts, Certificate of Deposit Disclosure Statement (PDF), California Consumer Privacy Act (CCPA) Notice, Transfer Funds Service Terms and Conditions (PDF). ^!{HUwO,Q 2 3.0665 Td
kJxE_\*q7fR,,.ZJ9)&&.{l Go paperless and choose electronic delivery of account documents and shareholder communications: To view your account documents online, select Statements & Docs from the sub menu within the Portfolio menu. Wells Fargo Advisors is not responsible for the information contained on third-party websites.
">}4{dpQhTf3R^W8\e}FQo9GTa*Q0]ZT,Lc%Q*2kwO1"*fsupcx&n|KI.S_n([fx[KbK'%xi2)XL@CzY;OyzDm2soe"a]9zn|LcP^Gdz *JEtQfyuAh:y(I["}[_yQhquTDmwz Db)BGqD @JqJ S~SEbp& h`~=P~f1,*6l56*6lPt t Select the Sign Up link from your firms Access Online login screen. All Rights Reserved. If you would like to have online or mobile access to your Advantage Program. 434 Longwood, Fla. 32750 Phone: (800) 599-4811, 125 Broad St., New York, N.Y. 10004 Phone: (212) 668-8000, 1700 Pacific Avenue, Suite 1400, Dallas, TX 75201 Phone: 800.696.3585, One Pershing Plaza, Jersey City, N.J. 07399 Phone: 866.269-8293, 880 Carillon Parkway, P.O. <> W]uZZ01Y+>0v:l(w=:v{p84fG>:+z:4O0 !ep For enrollment assistance, please contact Access Online Support at 1-877-488-3748, 24 hours a day, 7 days a week. <>/ExtGState<>/XObject<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612 792] /Contents 4 0 R/Group<>/Tabs/S/StructParents 0>> To add new account features to your current account, simply download, print and fill out the appropriate form or application and submit it via the fax number or mailing address provided. @?%)x5t)G[,RJ Bl~_1xKrR+wS'7e[.bV6ugFf2f\vObjF plwO+.tR>Kbe7]9,# G|v L UP
VE+a8zYOv-i5 xK+IgU"O(WM`c.A.y(GLOr"`>{ 0 g NR8q`MY\8V`c E5mR+khDj@N6_l,~6wiUG,Sr`dJTV Customers can seek liquidity using our suite of multi-asset algorithms, route to optimal destinations using SIGMA router and take advantage of one of the largest U.S. crossing network, SIGMA X.
Upon your initial login, you will be presented with an Online Agreement which will need to be reviewed and accepted only once. M DNI*88xFA-MwS%`Y|tM{x\A@ ho$jIW5lxO`6`Tbe#yPV Ygq$.jn-g~yM }JS$!NlKdw[VLi`;0l6laoW?c*:{3up[l)trwh1H;{c+4uwi*F0.gia>}!XwTAMQ]h/>Gt;1,T- TAEdvWWC]!y^ko^ hJAg.&`!XXH2Tb! is a banking affiliate of Wells Fargo & Company. 17 0 obj <> endobj NMLSR ID 399801, Access your balances and other important information for both your brokerage and bank accounts, Get quotes for stocks, mutual funds, and options. Throughout the years, LPL Financial has made substantial investments in building out its capabilities to offer industry leading technology, training, service, and unbiased research to financial advisors, financial institutions, and institutional clearing clients. Armed with these valuable systems and best practices, LPL Financial created Custom Clearing Services. 28.002 0 Td
Services: Fixed-Income Product Specialists. What is the difference between traditional and Roth IRA accounts. Our Growth Accelerator program, a unique professional-development and practice-consulting program, is designed to help advisors help their clients succeed financially. /r|vqpqfCWiMo;^'9M,6
1 First Canadian Place, P.O. Links to third-party websites are provided for your convenience and informational purposes only. Mail WELLS FARGO ADVISORS Attention: N9160-01P PO Box 77046 Minneapolis, MN 55480-9902.
Some of the products and services include: Custody Reporting, Portfolio Accounting/Tax Reporting, Performance Reporting, Alternative Financing Options (where available), Securities Lending, Risk Analysis, and Capital Introduction and Consulting Services.
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Custom Clearing Services delivers a superior outsourcing proposition that enables customers to take their broker/dealer business to the next level. endstream
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Services: National Financial, a Fidelity Investments company and the second largest provider of clearing and custody services to approximately 300 client firms representing over $440 billion in assets under administration (as of September 30, 2010), offers firms access to a comprehensive clearing platform, inclusive of a dedicated service model, a powerful global trading platform, and a source of leading investment solutions, all designed to help them grow confidently. endstream
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If you have chosen electronic delivery of Shareholder Communications, create a 4 digit PIN to use when voting your proxy shares online. YJFoPX@&7bsus_F3vGP%PG You are leaving wellsfargo.com and entering a website that Wells Fargo does not control. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. 
Discussions with Retirement Professionals may lead to a referral to affiliates including Wells Fargo Bank, N.A. (form, ) Tj %PDF-1.6 % =4Y 2021 %
Box 12749 St. Petersburg, FL. 39 0 obj <>/Filter/FlateDecode/ID[<2C554E71DCBFA6F0200820D7D0597A78><075717D49B404346A03E4D05F7FCD299>]/Index[17 43]/Info 16 0 R/Length 105/Prev 122470/Root 18 0 R/Size 60/Type/XRef/W[1 3 1]>>stream Naveg a una pgina que no est disponible en espaol en este momento. %PDF-1.5 % n_;H+|gy6?`z_lS)s|'f W*\
n cKj_My;/FzSjbG5 G$ .m0P,F>_`c-BRL5:Z];0OCE)xo^^2PrueBPvoA(n@|rP{T OOA8#LQC~qUgON@z Jd Lr=SN5c'N* -pZ_8o|~vUUIsnwat']T^@V-ES/zUQ8+l6Kp}+Jzu)5m30-[zugHr"4cf.jY]NnX#LAcDYEb V gN>xG2&)1#R?T!qiQrTw|;a:j3QNi>$FZ6I[wFr:s"( T"l[@pk2b+@m~t*Y|ZL2k/~ZoJPX?~^ = 24.99 0 Td Call us at 1-877-879-2495
